IMPORTANT INFORMATION

A3E Capital SICAV p.l.c. (the Company) is organised under the laws of Malta as a multi-fund limited liability investment company with variable share capital (SICAV) pursuant to the Companies Act, Cap 386 of the laws of Malta. The Company may issue separate classes of shares constituting individual sub-funds (except for the class of shares denominated as Founder Shares) each constituting separate patrimonies in terms of Legal Notice 241 of 2006. The Company is licensed by the Malta Financial Services Authority (MFSA) as a professional investor fund.

Professional investor funds are collective investment schemes (CIS) as defined by Section 2(1) of the Investment Services Act, Cap 370 of the laws of Malta. Since professional investor funds are not subject to any restrictions on their investment or borrowing powers, the degree of risk to which they may be exposes makes them unsuitable for members of the general public. Further they are not regulated to the same degree as other collective investment schemes. Accordingly they may only be sold to eligible investors as defined in each offering supplement to the offering memorandum. Professional investor funds are non-retail schemes. Therefore the protection normally arising as a result of the imposition of the MFSA's investment and borrowing restrictions and other requirements for retail schemes do not apply. Investors in professional investor funds are not protected by any statutory compensation arrangements in the event of the company's failure.

The MFSA has made no assessment or value judgement on the soundness of the Company or its fund or for the accuracy or completeness of statements made or opinions expressed with regard to it. The licensing of the Company does not constitute a warranty by the MFSA as to the performance of the Company or its funds and the MFSA is not in any way liable for the performance or default of the Company or a fund.

No broker, dealer, salesman or other person has been authorised by A3E Capital SICAV p.l.c., its Directors, or any of the appointed functionaries of the Company to issue any advertisement or to give any information or to make any representations in connection with the offering or sale of shares other than those contained in a relevant Offering Memorandum and in the documents referred to herein, in connection with the offer hereby made, and if given or made, such information or representations must not be relied upon as having been authorised by the Company, its Directors, or any of the appointed functionaries.

The Board of Directors of the Company has approved Offering Memorandum. Investor Shares may only be held by an Eligible Investor as that term is defined in the Offering Supplement of the particular Fund.

Applications for the purchase of Investor Shares are accepted only on the basis of the current Offering Memorandum and related Offering Supplement. Any person relying on the information contained in Offering Memorandum, which was current at the date shown, should check with the Company or the Administrator that this document is the most current version, and that no revisions or additions have been made nor corrections published to the information contained in this Offering Memorandum since the date shown.

The Investor Shares have not been nor will be registered under the United States Securities Act of 1933 (the “1933 Act”), as amended or under any State securities law and may not be offered or sold directly or indirectly, in the United States of America, its territories or possessions or any area subject to its jurisdiction (the “United States”) or to any U.S. Person (as defined in Regulation S of such Act, as amended from time to time). In addition the Company will not be registered under the United States Investment Company Act of 1940 (the “1940 Act”), as amended and the investors will not be entitled to the benefits of the 1940 Act. Furthermore the Directors will not knowingly permit any U.S. Person to hold any Shares.”

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Qualifying investor

Qualifying Investor means an investor who meets one or more of the following criteria:

  1. a body corporate which has net assets in excess of € 750,000 or which is part of a group which has net assets in excess of € 750,000;
  2. an unincorporated body of persons or association which has net assets in excess of € 750,000;
  3. a trust where the net value of the trust’s assets is in excess of € 750,000;
  4. an individual, or in the case of a body corporate, the majority of its board of directors or in the case of a partnership its general partner who has reasonable experience in the acquisition and/or disposal of: a. funds of a similar nature or risk profile; b. property of the same kind as the property, or a substantial part of the property to which the fund in question relates;
  5. an individual whose net worth or joint net worth with that person’s spouse, exceeds € 750,000;
  6. a senior employee or director of service providers to the fund;
  7. a relation or close friend of A3E EM High Yield Fund promoters, limited to a total of 10 persons per fund;
  8. an entity with (or which are part of a group with) € 3.75 million or more under discretionary management, investing on its own account;
  9. the investor qualifies as a Professional Investor Fund promoted to Qualifying or Extraordinary Investors as defined in the laws of the Republic of Malta;
  10. an entity (body corporate or partnership) wholly owned by persons or entities satisfying any of the criteria listed above which is used as an investment vehicle by such persons or entities.
Provided that in the case of joint holders, all holders should individually satisfy the above definition.

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A3E EM High Yield Fund is founded in 2012 with the premise of performance-driven absolute return and focusses on emerging market bonds and currencies. The portfolio managers have more than 60 years of combined institutional trading and asset management experience in emerging market instruments.

The fund is set up as a sub-fund of A3E Capital SICAV p.l.c., a collective investment scheme domiciled in Malta and licensed by the Malta Financial Services Authority as a Professional Investor Fund available to Qualifying Investors.

Strategy

The strategies to be employed have been developed by the portfolio managers during their tenure within institutional asset management and have been profitably traded through various, often challenging, market environments over the last decade.

Fund

A3E EM High Yield Fund is registered as a Professional Investor Fund available to Qualifying Investors. The fund is formed as a sub-fund of A3E Capital SICAV p.l.c., a collective investment scheme licensed by Malta Financial Services Authority (licence number SV 243).

People

Get to know us. Management of the company.

AWARDS

A3E receives Exante Award 2013 as the Best Fixed Income Fund.